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28 Apr 2022, 7:15 am
For most GWG L bond investors, the most advantageous route will be to pursue a claim (or perhaps multiple claims) in FINRA arbitration. [read post]
23 Dec 2011, 8:57 am
Attorney General George Jepsen today announced a $34.25 million multistate settlement with GE Funding Capital Market Services, Inc. [read post]
15 Oct 2013, 2:29 pm
This article was originally posted on Stock Market LossThe UBS Puerto Rico family of funds consists of 14 closed-end funds, sold exclusively through registered representatives and brokers with UBS Financial Services Inc. of Puerto Rico. [read post]
8 May 2020, 12:02 pm
Dorraine was last registered with Next Financial Group, Inc. [read post]
2 Jan 2017, 6:15 am
” While properly drafted contractual “pay if paid” clauses are enforceable by their terms in Virginia, what has always been less clear is whether a bonding company can take advantage of such a clause when defending a payment bond claim. [read post]
27 Feb 2019, 7:40 am
Among the largest holders of the bonds are institutional investors, including the states of Florida and Maryland, the US Federal Reserve, BlackRock Inc., and others. [read post]
12 Jan 2010, 6:27 pm
The allowable investments may be limited to annuities, bank deposits, United States Bonds and municipal bonds. [read post]
7 Jan 2022, 9:28 am
In that lawsuit, the Bureau alleges that Libre by Nexus, Inc. [read post]
17 Oct 2014, 10:12 am
The original investment objective was to benefit from the tax advantages that these securities offer, but Puerto Rico’s economic woes have caused the devaluation of municipal bond funds generally. [read post]
11 May 2023, 1:41 pm
Initial Hearing Procedure Master Robertson acting as application judge (Avli BRC Developments Inc. v. [read post]
23 Mar 2012, 5:26 am
Fedorko Properties, Inc. v. [read post]
21 Jul 2009, 7:48 am
Securities Litigation and Consulting Group, Inc. [read post]
8 Oct 2013, 11:19 am
The commonwealth’s bonds are widely held by local mutual funds issued by Puerto Rico’s largest brokerage firms including UBS Puerto Rico, Popular Securities, Inc., and Santander Securities, Corp. [read post]
17 Jun 2016, 2:50 pm
See In re GPAC Inc., 57 F.3d 1573, 1577 (Fed. [read post]
28 Sep 2011, 1:23 am
As we previously report here, Ambac Financial Group, Inc. [read post]
7 Jan 2019, 6:00 am
This type of pitfall was illustrated in the case of InDyne Inc. v. [read post]
2 Aug 2007, 11:15 pm
As noted earlier here and here, the crunch in the credit markets has Houston-based Landry's Restaurants Inc scrambling to refinance about $400 million in bond debt this week. [read post]
21 Jan 2020, 9:41 am
… In my view, each advantage that one side can point to is effectively offset by an advantage on the other side. [read post]
3 Feb 2016, 10:42 am
InvestmentNews recently published a list of 10 high yield funds that have a high level of exposure to distressed debt: Federated High Yield Service (FHYTX) Waddell & Reed High-Income A (UNHIX) Osterweis Strategic Income (OSTIX) Fidelity Advisor High Income Advantage A (FAHDX) Ivy High Income C (WRHIX) Third Avenue Focused Credit Instl (TFCIX) Artisan High Income Advisor (APDFX) American Funds American High-Inc A (AHITX) Western Asset Short Duration High Inc B (SHICX)… [read post]
9 Jun 2010, 7:00 am
The New York City Industrial Development Agency Board also met and approved a $1 million tax incentive package for Rolling Steel Industries Inc. [read post]